Approved Brokers and Dealers

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Here you fill find all brokers and dealers that are approved to do business with the Treasurer's Office. 


  •  The first table lists all minority, women, veteran and disabled-owned or managed firms

  •  The second table lists all firms headquartered in Illinois

  •  The third table lists all remaining firms.


MWVD Firms
Academy Securities, Inc (Minority, Veteran, & Disabled-Owned)
Alamo Capital (Woman-Owned)
Blaylock Beal Van, LLC (Minority-Owned)
Cabrera Capital Markets, LLC (Minority-Owned)
CastleOak Securities, LP (Minority-Owned)
Drexel Hamilton, LLC (Disabled & Veteran-Owned)
Great Pacific Securities (Minority-Owned)
IFS Securities, Inc (Minority-Owned/Managed)
Loop Capital Markets (Minority-Owned)
Mischler Financial Group (Veteran & Disabled Owned/Managed)
Multi-Bank Securities (Veteran-Owned)
North South Capital, LLC (Woman-Owned)
Penserra Securities, LLC (Minority-Owned)
Samuel A. Ramirez & Co., Inc. (Minority-Owned)
Williams Capital Group, LP (Minority-Owned)


Illinois-Based Firms
Cabrera Capital Markets, LLC
Guggenheim Securities, LLC
Incapital, LLC
Loop Capital Markets
Mesirow Financial, Inc.
North South Capital, LLC


All Other Firms
Bank of Nova Scotia
Barclays Plc.
BMO Capital Markets Corp
BNY Mellon Capital Markets, LLC
Cantor Fitzgerald & Co.
Citigroup Global Markets, Inc.
Daiwa Capital Markets America, Inc.
Deutsche Bank
FTN Financial Capital Markets
Hilltop Securities, Inc.
The Huntington Investment Company
INTL FCStone Financial Inc.
Jefferies, LLC
JPMorgan Securities, LLC
Merrill Lynch, Pierce, Fenner & Smith
Mizuho Securities USA Inc.
Piper Jaffray Companies
Raymond James
RBC Capital Markets
Robert W. Baird & Co., Inc.
SG Americas Securities, LLC
Stifel, Nicolaus & Company
SunTrust Robinson Humphrey
TD Securities (USA) LLC
Unionbanc Investment Services, LLC
Vining Sparks